Representing Visa in nationwide putative class actions and individual suits by merchants, including a number of the nations largest retailers challenging the default interchange fees set in the Visa (and MasterCard) systems as well as other system rules. Enhanced prudential standards With 20 offices worldwide, the firm is renowned for numerous market-leading practices; its strengths in complex transactions and restructurings, high-stakes litigation, and public . All Sections; Law Firm Submissions (22) Client Referees (21) Advising as fund counsel to PIMCO in relation to 23 closed-end funds, including three closed-end funds operating asinterval funds, and five open-end no-fee funds managed by PIMCO. Arising from these projects the UK/EU team has advised on the adjustment of client compliance programs, licensing strategies and amendments to terms of business and transactional documentation. and inclusion initiatives, Lewis Baach Kaufmann Middlemiss Adds Respected International Dispute Resolution Partner to Expanding Middle East Practice. Represented American Airlines on some of the financing aspects of a $10 billion senior secured notes offering and loan agreement, secured by American Airlines AAdvantage Loyalty Program. The Mayer Brown Financial Services team is an amazing group of lawyers. In addition to acting in class actions, the practice is also engaged by clients to represent them in regulatory investigations and enforcement. 2427356 VAT 321572722, Registered address: 188 Fleet Street, London, EC4A 2AG. Morgan, Lewis & Bockius LLP is highly active in representing banks in class actions, including defending clients accused of involvement in fraud and ponzi schemes as well as violations of consumer finance law. With Williams and Connolly the partners are doing the primary work, reading all the documents and are the most knowledge about the details. Portilla, a highly-regarded specialist in this area, acts for a number of trade associations in engaging with regulators and also assists banks on compliance with Dodd-Frank regulations. Yuet is recognized for "Financial Services Regulatory" by IFLR1000 and by Legal 500 as a "Leading Lawyer" and "one of the best-informed regulatory lawyers in the region". Sayenko Kharenko invites Ukrainian and international communities to help Ukraine in these difficult times. In the governmental relations space, the practice handles investigations and prosecutions for banks, broker-dealers and individuals in the financial services sector, providing counsel to clients on investigations by FINRA, SEC, CFTC, and DOJ. The team is very active in prosecutions and follow-on class action lawsuits related to market manipulation, including representing both banks and individual traders in cases related to the alleged manipulation of LIBOR. The team is also frequently engaged on class actions related to consumer lending practices, as well as securities litigation. The team is led by Andrew Clubok, who works across the firms New York and Washington DC office, and Douglas Yatterand Joseph Serino, who are both based in New York. Their knowledge of the industry is deep and diverse, and they have worked closely with my team for many years and understand how we do business., The attorneys at Buckley proactively reach out to advise my team on developments in the industry that may affect our business, which we appreciate, and they defend us on complex and high-risk regulatory matters. Advising a consortium of 11 large global banks on their formation of and further investments in the trading platform Tradeweb Markets Inc and later IPO. October 25, 2022. YouTube sets this cookie via embedded youtube-videos and registers anonymous statistical data. Advised multiple, large retail and institutional broker-dealers in connection with the implementation of the SECs new CAT reporting program. These cookies will be stored in your browser only with your consent. Advising Grasshopper Bank, N.A. Marlon Paz departed the firm in December 2021. The team is jointly led by Brian Hurh, who focuses on consumer finance, and bank regulation specialist Kevin Petrasic; both are based in Washington DC. The Legal 500 > Asia Pacific > South Korea > Fintech and financial services regulatory. Financial Regulation Intellectual Property Investigations Investment Funds Projects Real Estate Restructuring, Special Situations and Insolvency Tax Ashurst Risk Advisory Ashurst Risk Board Advisory Industries Having a deep understanding of our clients' industries and the challenges that they face is key to delivering excellent legal advice. Advising U.S. Bancorp in its proposed $8 billion acquisition of MUFG Union Banks core regional banking franchise from Mitsubishi UFJ Financial Group. Here you'll find the answers to our most frequently asked questions. Bing sets this cookie to recognize unique web browsers visiting Microsoft sites. Representing a coalition of 31 major US life insurance companies and their affiliated broker-dealers in providing strategic and legal counsel to these entities in their efforts to affect the direction and details of various relevant SEC, FINRA and US Department of Labor rule proposals and initiatives. Our global Financial Services Regulatory (FSR) practice provides comprehensive advice to the world's leading financial institutions, including commercial and investment banks, broker-dealers and investment advisers, nonbank lenders, sovereign wealth funds and government-owned banks, and to emerging financial services providers, including fintechs This website uses cookies to improve your experience while you navigate through the website. Daniel Slifkin is a key figure to note in the team; he is a long-standing figure in the space with deep experience across antitrust and securities litigation. Laura Biddle and Allyson Baker departed the firm in May and October 2021, respectively. Representing Barclays Capital Inc. in a putative class action lawsuit filed in April 2020 in the U.S. District Court for the Southern District of New York. They are responsive, they do a great job identifying issues and coming up with commercial solutions. Representing a class of those who entered into stock loan transactions with six major banks that serve as prime brokers of stock loans. As regulators collaborate to develop international and local standards, exchange information and co-operate on investigations, you need to be sure your financial regulatory lawyers can meet the challenge. We'll assume you're ok with this, but you can opt-out if you wish. Former practice co-head Matthew Biben left the firm in August 2022. Represented corporate and individual clients in litigation in the Delaware Court of Chancery arising from NantCells acquisition by merger of Altor. The practice is adept at acting for prominent financial institutions in securities disputes; practice head James Rouhandeh has a particularly close relationship with Morgan Stanley and also handles crypto-related claims, a growing area of securities law. All named lawyers are based in New York. Successful settlement currently in class administration. The teams ability to handle complex regulatory issues in this area was demonstrated by its work for Ant Group in helping the company to obtain money transmitter licenses in several states. About Financial Services. Google Analytics sets this cookie to store and count page views. The firm is based in New York. SAPA. A cookie set by YouTube to measure bandwidth that determines whether the user gets the new or old player interface. The practices clients in this space include prominent multinational banks, private equity funds and underwriters, and it provides broad advice on the regulatory aspects of mortgage financing, origination and trading as well as on investment into the market. Awards and . Explore Deloitte's Center for Financial Services collection of four sector outlooks which reveal near-term concerns and long-term . Represented a medical payments company in SPAC-related Delaware Chancery case and securities class actions. The cookie helps in reporting and personalization as well. Assisted several large Asia-Pacific and EU banks in addressing compliance with the US and EU resolution plan requirements, including preparation of the resolution plan filings of a large Asia-Pacificbased global bank. Represented Goldman Sachs Middle Market Lending Corp. in a US$1 billion merger agreement with Goldman Sachs BDC, Inc. Non-performing loans In the antitrust space, the practice acts in claims of rate and market manipulation; in one prominent case, the team is representing the Saudi National Bank in litigation alleging that the bank attempted to manipulate the Qatari Riyal as a part of ongoing diplomatic tensions between Saudi Arabia and Qatar. Representing DHI Group, Inc. and Dice Inc. in a putative class action alleging that the companys online employment recruiting platforms make it a consumer reporting agency under the FCRA. The team is frequently engaged on M&A and IPOs involving financial services companies, where it provides advice on compliance with the Bank Holding Company Act, the Volcker Rule and FINRA rules. Cravath, Swaine & Moore LLP substantially bolstered its expertise in non-contentious financial services regulation in February 2021 with the addition of David Portilla from Debevoise & Plimpton LLP. Both are based in New York. . Latham & Watkins LLP has a varied financial services litigation practice, encompassing securities disputes, allegations of anti-competitive behaviour and market manipulation, and investigations by regulators including the SEC and CFTC as well as the DOJ. The team remains highly focused on antitrust litigation, where its work includes defending clients accused of anti-competitive practices and the manipulation of rates and markets. In addition, the team is regularly engaged on matters at the cutting edge of this sector, such as advising both traditional major banks and fintech startups on cryptocurrency regulation. Represented Visa in dozens of antitrust actions over payment card swipe fees that collectively seek billions in damages and request fundamental changes to Visas business model. The team is regularly engaged by clients to handle interactions with regulators such as the CFPB, the FTC and the DOJ; their work includes representing clients facing investigations as well as acting for banks under consent orders. The odd-lots market in 2018 alone is alleged to have USD7.91 trillion in trading volume. Our global financial services and regulation practice helps our clients navigate the evolving and increasingly complex regulatory environment, working seamlessly across major business and financial hubs. Its work in this space includes assisting Avanti Financial Group in its application for a new charter in Wyoming allowing it to provide custody for digital assets while having access to the US payments system. The team also provides ongoing advice to clients on regulatory matters related to securities, AML/BSA, and the Volcker Rule. Following client demand, numerous US-based firms have established ESG practices to assist companies with the demands of navigating disclosure requirements and developing integrated ESG strategies. Advising Sterling Bank and Trust, FSB in various bank regulatory matters, including corporate governance, compliance with supervisory lending standards and regulatory compliance requirements relating to residential mortgage and other forms of lending, BSA/AML compliance, and various employment matters with bank regulatory implications. Goldman Sachs Middle Market Lending Corp. Haynes and Boone, L.L.P. This is an anti-forgery cookie used for preventing cross site request forgery attacks. Represented Ocwen Financial Corporation, one of the largest mortgage loan account servicing companies in America, in defending litigation filed by the Consumer Financial Protection Bureau (CFPB) and several state consumer regulatory agencies. Canada ; Caribbean ; Deutschland ; Europe, Middle East & Africa ; Global Green Guide ; Latin America ; Lex ; Paris ; United Kingdom - Solicitors ; United Kingdom - The Bar ; United States ; South Korea. Assisting Jones Financial to form an industrial bank and establish framework to enable clients to transfer approximately $3 billion of funds from Edward Jones brokerage accounts to the bank, with the bank making a corresponding level of margin loans to Edward Jones brokerage customers. Representing small-dollar lenders in actions challenging interest rates as unconscionable per the California Supreme Courts ruling in De La Torre v. CashCall. Michelle Rogers, Joshua Kotin and Katherine Katz departed the firm in January 2022. Advising multiple banking, non-banking organizations and fintech companies on regulatory issues related to blockchain and cryptocurrency operations. This cookie is used for advertising, site analytics, and other operations. The team frequently acts in disputes with international elements, such as representing the ad-hoc board of PDVSA appointed by the Venezuelan opposition in litigation related to PDVSAs bond offering. Simpson Thacher & Bartlett LLP continues to be a leading practice in the area of transactions involving financial services companies, handling billion-dollar M&A deals, investments and joint ventures. Marc-Alain Galeazzi is another name to note in the banking space, while Maria Earley and Crystal Kaldjob specialize in fintech and consumer lending matters. This website uses cookies to improve your experience while you navigate through the website. Their talent is superb and their deep knowledge of regulatory issues that impact the financial services industry is key to any potential client., Kevin Petrasic has the right balance between a savvy regulatory mind and business-orientated approach that is needed for clients., The financial services team is comprised of very talented individuals, with good judgment and solid expertise., Jim Mann and Kevin Petrasic are both very solid. Jeffrey Robins; Alison Hashmall; Caroline Novogrod Swett. WilmerHales financial services litigation practice is adept at representing clients in consumer class actions, including in litigation alleging fraud and violations of the Truth in Lending Act and state-level consumer protection laws. Represented the underwriters of the IPO of Domo, Inc. in a putative securities class action in Utah state court on the basis of a Federal Forum Provision. James McGarry; Thomas Hefferon; Allison Schoenthal; Matt Sheldon. The cookie is used to store and identify a users' unique session ID for the purpose of managing user session on the website. You also have the option to opt-out of these cookies. Venable LLP advises a broad client base on compliance with state and federal consumer finance regulations. Banking & Finance: Financial Service Regulation (Italy) Chambers Global 2019-2020 Compliance, Italy, Recommended Legal 500 EMEA 2019-2020 Banking and finance: Bank regulatory, Italy, Leading Individuals Legal 500 EMEA 2019-2020 Banking and finance: Bank regulatory, Italy, Recommended Legal 500 EMEA 2019 Leading individual Who's Who Legal 2019 This cookie is used for advertising, site analytics, and other operations. The firm also boasts a strong presence on the West Coast, with James Kreissman a key figure in the Palo Alto office. The team has also recently handled a number of cases involving special purpose acquisition companies; a particular specialism of Jonathan Youngwood, who is regularly involved in cases relating to the Investment Company Act. We also use third-party cookies that help us analyze and understand how you use this website. The practice is also engaged by clients to conduct internal investigations. Jonice Gray Tucker; James McGuire; Fredrick Levin, Buckley is unique because of the experience they bring to the table. 17. Elsewhere, Lucia Nale and Debra Bogo-Ernst handle consumer finance class actions in state and federal court, including matters related to mortgage lending. All lawyers are based in New York. Bing sets this cookie to recognize unique web browsers visiting Microsoft sites. 9 FINRA is considered a self-regulatory. Matthew Martel and David Adler are stand-out partners.. The practices governmental relations expertise is further demonstrated by its recent work for a number of CEOs of prominent banks in helping them to prepare for congressional oversight hearings. Beyond the payments space, the team is also frequently engaged by broker-dealers to provide advice on compliance; Julian Raineroand Craig Warkol are the key partners in this area. Clubok leads on securities litigation, with long-standing expertise in the space, while Yatter focuses on derivatives regulation and previously worked as an trial attorney at the CFTC. United States. Earley and Jeffrey Silberman joined the firm from Reed Smith LLP in July and September 2021, respectively. Appellate: courts of appeals / Appellate: supreme courts (states and federal), Corporate investigations and white-collar criminal defense, Product liability, mass tort and class action - defense: automotive/transport, Product liability, mass tort and class action - defense: consumer products (including tobacco), Product liability, mass tort and class action - defense: pharmaceuticals and medical devices, Product liability, mass tort and class action - defense: toxic tort, Product liability, mass tort and class action - plaintiff, Civil litigation/class actions: plaintiff, Capital markets: high-yield debt offerings, Restructuring (including bankruptcy): corporate, Restructuring (including bankruptcy): municipal, Structured finance: derivatives and structured products, Transport: aviation and air travel - finance, Transport: aviation and air travel - litigation and regulation, Transport: rail and road - litigation and regulation, Transport: shipping - litigation and regulation, Patents: litigation (International Trade Commission), Patents: prosecution (including re-examination and post-grant proceedings), Trademarks: non-contentious (including prosecution, portfolio management and licensing), Trade secrets (litigation and non-contentious matters), Private equity funds (including venture capital), Employee benefits, executive compensation and retirement plans: design, Employee benefits, executive compensation and retirement plans: transactional, Labor and employment disputes (including collective actions): defense, Labor and employment disputes (including collective actions): plaintiff, Advertising and marketing: transactional and regulatory, Cyber law (including data privacy and data protection), Construction (including construction litigation), Not-for-profit (nonprofit and tax exempt organizations), Paul, Weiss, Rifkind, Wharton & Garrison LLP, Learn more about Paul, Weiss, Rifkind, Wharton & Garrison LLP diversity Google Analytics sets this cookie for user behaviour tracking. The practice is jointly led by Satish Kiniin Washington DC and Gregory Lyons in New York. Cammarn also serves as head of the firms financial services department and is based in Charlotte. Represented Landesbank Baden-Wrttemberg in their successful appeal against the EU Single Resolution Boards (SRB) decision on the EU Banking Levy 2017 before the EU General Court in Luxembourg. Asia Pacific financial services 2020 regulatory outlook explores how regulators will focus on these aspects of financial institutions' social license to operate in the coming year. Freshfields' top-tier financial regulatory practice works seamlessly across major business and financial hubs in EMEA, the US and APAC. Represented Socit Gnrale in litigation alleging that the bank engaged in a conspiracy to manipulate the Yen LIBOR rate. The team is particularly active in helping these clients to ensure that their broker-dealer work complies with SEC and FINRA regulations; the practice also advises clients engaged in derivatives trading on CFTC compliance. Search by keyword or browse the topics below to find what you are looking for. To avoid their agreement to arbitrate disputes on an individual basis, plaintiffs seek public injunctive relief in accordance with the California Supreme Courts ruling in McGill v. Citibank. DeWaal and Light are based in New York, while Zinman acts out of the firms Chicago office. Anti-money laundering and Anti-Terrorism Act disputes are a particular focus for the team, which represents prominent banks in civil claims and regulatory enforcement proceedings in this space. In the regulatory space, the practice is engaged by Global Systemically Important Banks to provide ongoing strategic regulatory advice on issues such as capital and liquidity requirements; it also advised these banks on matters relating to the COVID-19 support programs established by the Federal Reserve. Mark Filip; Sandra Goldstein; Zachary Brez; Reginald Brown. and inclusion initiatives, Learn more about Morrison Foerster diversity Fioccola, Esposito, and Miller are based in New York, and Thomas is based in Los Angeles. He is a real specialist in the field., Giorgio Bovenzi is a major asset. The practice regularly advises on acquisitions and disposals involving payment processors. Anand Raman leads the practice from Washington DC and is highly experienced in this space; he is particularly noted for his work on cases involving the analysis of lending data. Represented a consortia of 10 banking clients that formed a new company to acquire FIA Tech from The Futures Industry Association, providing advice on critical US bank regulatory issues that dictated the ultimate capital and corporate governance structure. The team is led by Jeffrey Taft and Steve Kaplan, both of whom as based in Washington DC. Portilla also works alongside the firms corporate practice to handle M&A transactions involving financial services companies. Arthur Long is another name to note in the New York office; he has deep experience in financial services regulation and provides advice both on compliance and enforcement. Franca Harris Guiterrez stands out as partner who makes sure she gets the job done at all costs., Law firm partners and practice heads explain how their firms are adapting to clients' changing needs, View GC Powerlist profiles for individuals and teams in Advising Tide on its successful collaboration with ClearBank to apply for an award under the RBS Capability and Innovation Fund and on the development and launch of the Tide business bank account. Donald Mosher; Julian Rainero; Craig Warkol, Jessica Romano; Kara Kuchar; Adam Barazani, Very familiar with key people in many states in a relevant regulatory regime. At Katten Muchin Rosenman LLP, the financial services practice focuses on securities regulation, providing advice to banks, broker-dealers and investment advisors. Advising Stifel Trust Company, N.A., Stifel Financial Corp. and Stifel Bank with respect to various regulatory, compliance, and examination issues. I specifically work with Mitch Rabinowitz., Various consortia member investors in FIA Tech (including ABN AMRO Clearing, Bank of America, Barclays, Citibank, Credit Suisse, Goldman Sachs, JP Morgan, Morgan Stanley, UBS and Wells Fargo). Client quote, Banking & Finance: Regulatory, Chambers Europe 2022, Tier Two Banking & Finance: Financial Services: Regulatory 2023 Legalease Ltd. All rights reserved, Registered company in England & Wales No. He impresses by applying his mastery of the law pragmatically to the issues at hand., Securities Industry and Financial Markets Association (SIFMA). The Financial Services Regulatory Team works closely with Holland & Knight's Global Cybersecurity and Privacy Policy and Regulation Team to ensure compliance with the various laws and regulations governing the assembly, storage and dissemination of consumer financial information. Advising multiple EU and UK clients as to the impact of Brexit on their business and on the most efficient method of securing business continuity. Hefferon, Brown and Sheldon are based in Washington DC, while Schoenthal and McGarry are based in New York and Boston, respectively. In 2021, the practice was highly active in defending banks in litigation related to their roles as underwriters of initial public offerings. YSC cookie is set by Youtube and is used to track the views of embedded videos on Youtube pages. Daniel Kramer is another key figure in the team, with deep experience in securities litigation including handling antitrust and securities fraud claims. This practice is very unique due to the consistency of its legal expertise on a global basis., Stephen Wink is an excellent attorney. The practice is led from New York by Richard Holwell alongside accomplished trial attorneys Michael Shuster and Daniel Goldberg. 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